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No Forex Dealer Member shall engage in any forex transaction that is
prohibited under the Commodity Exchange Act. (b) Fraud and Related Matters No Forex Dealer Member or Associate of a Forex Dealer Member engaging in any forex transaction shall: (1) Cheat, defraud or deceive, or attempt to cheat, defraud or deceive any other person; (2) Willfully make or cause to be made a false report, or willfully to enter or cause to be entered a false record in or in connection with any forex transaction; (3) Disseminate, or cause to be disseminated, false or misleading information, or a knowingly inaccurate report, that affects or tends to affect the price of any foreign currency; (4) Engage in manipulative acts or practices regarding the price of any foreign currency or a forex transaction; (5) Willfully submit materially false or misleading information to NFA or its agents with respect to forex transactions; (6) Embezzle, steal or purloin or knowingly convert any money, securities or other property received or accruing to any person in or in connection with a forex transaction. |
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