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Forex » Main Discussions » Broker Gallery » Rule 2-36. Requirements for Forex Transactions.
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Old 08-06-2008, 04:34 AM
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Post Rule 2-36. Requirements for Forex Transactions.

No Forex Dealer Member shall engage in any forex transaction that is
prohibited under the Commodity Exchange Act.
(b) Fraud and Related Matters
No Forex Dealer Member or Associate of a Forex Dealer Member engaging
in any forex transaction shall:
(1) Cheat, defraud or deceive, or attempt to cheat, defraud or
deceive any other person;
(2) Willfully make or cause to be made a false report, or willfully to
enter or cause to be entered a false record in or in connection with
any forex transaction;
(3) Disseminate, or cause to be disseminated, false or misleading
information, or a knowingly inaccurate report, that affects or tends to
affect the price of any foreign currency;
(4) Engage in manipulative acts or practices regarding the price of
any foreign currency or a forex transaction;
(5) Willfully submit materially false or misleading information to NFA
or its agents with respect to forex transactions;
(6) Embezzle, steal or purloin or knowingly convert any money,
securities or other property received or accruing to any person in or
in connection with a forex transaction.
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